Risk Audits

Risk audits and risk reports have been one of our key specialisms since the firm started in 2003.

The drivers for obtaining our reports  have varied but have included:

  • Firms wanting to know whether their policies and procedures work or to take them to the next level with recommendations for improvement;
  • Larger firms wanting to check that compliance is systematic and consistent within practice areas or offices, including international offices;
  • Firms wanting to address a previously adverse claims history, wanting to know where to start;
  • Insurers wanting to know whether a problem experienced internally within a firm is localised or whether the problems are more fundamental;
  • Firms wanting to evidence monitoring and management of their regulatory compliance;
  • New GCs, COLPs and COFAs taking over the role and wanting an insight into the levels of compliance or needing help with the creation of a risk register.

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