SRA investigations (Nov23)
We represent solicitors on investigations into a wide variety of alleged breaches, including accounts rules, conflicts of interest, anti-money laundering...
Read Article
Professional regulation – supervision (Jan23)
Supervision issues arise frequently in disciplinary investigations in our experience, particularly where conduct breaches have been committed by staff or...
Read Article
Professional regulation (Jul22)
The SRA’s fining power for recognised bodies, solicitors and employees (who are not in ABSs) has increased from £2,000 to...
Read Article
Professional regulation (Sep21)
An issue is beginning to emerge on regulation of volume personal injury claims. This is the requirement to ensure that...
Read Article
Regulation (Jul 21)
We have advised several firms on third party complaints which have been made to the SRA. These are sometimes tactical...
Read Article
Professional regulation (Mar21)
Secretariat Consulting PTE Ltd & Others v A Company [2021] EWCA Civ 6 was a decision on conflicts of interest...
Read Article
