Legal Risk LLP
  • About
  • Expertise
    • Anti-Money Laundering
    • Conflicts
    • Data Protection & Privacy
    • GDPR
    • GDPR for US law firms
    • Legal advice: GC, MLRO, COLP/COFA
    • Practising Requirements
    • Professional Conduct and Ethics
    • Professional Indemnity Law
    • Professional Regulation
    • Services for Surveyors, Estate Agents and Property Professionals
    • Support for risk and compliance teams
    • Services for accountants and tax advisers
  • Publications
  • Resources
    • Anti-Money Laundering Resources
    • Conflicts Resources
    • Ethics Resources
    • Data Protection Resources
    • Successor Practices Resources
  • News
  • Events
  • Contact
  • Account
  • Home
  • News

News

Latest on risk management, professional indemnity and compliance issues.

Filter:

  • Anti-Money Laundering
  • Compliance Issues
  • Conflicts
  • Data Protection
  • Latest News
  • Miscellaneous
  • Professional Indemnity
  • Regulation
  • Uncategorized
Expand sub-menu
  • March 23, 2021

    Law Society: Anti-money laundering and terrorist financing glossary

    See here.

  • March 22, 2021

    SRA: updated Tax Adviser guidance

    See here.

  • March 15, 2021

    SRA guidance note: Approval of role holders

    See here.

  • March 10, 2021

    American Bar Association Formal Opinion 498 on Virtual Practice

    See here.

  • March 10, 2021

    OFSI Updated guidance on monetary penalties for breaches of financial sanctions (effective 1 April 2021)

    See here.

  • March 10, 2021

    European Banking Authority Guidelines On Customer Due Diligence And The Factors Credit And Financial Institutions Should Consider When Assessing The ML/TF Risk Associated With Individual Business Relationships And Occasional Transactions

    This includes guidance in relation to simplified due diligence on pooled accounts at 9.16-9.19, including ‘identifying and verifying the identity of the customer, including the customer’s beneficial owners (but not the customer’s underlying clients)’.

    See here.

  • March 9, 2021

    SRA Guidance: Does your interest in a licensed body require approval?

    See here.

  • March 8, 2021

    SRA Guidance (updated): Multi-disciplinary practices: Regulation of non-reserved legal activity

    See here.

  • February 26, 2021

    IBM Cost of a Data Breach report 2020

    See here.

  • February 26, 2021

    OECD report – Ending the Shell Game: Cracking down on the Professionals who enable Tax and White Collar Crimes

    The report includes recommendations on “targeting professional enablers and disrupting their activities.”

    See here.

Older news
Newer news
  • Legal Risk Publication

    Risk Update March 2021

    Read More
  • Legal Risk Publication

    New Law Journal – A sting in the tail?

    Read More
  • Legal Risk Publication

    Risk Update January 2021

    Read More
  • Legal Risk Publication

    Risk Update March 2021

    Read More
  • Legal Risk Publication

    New Law Journal - A sting in the tail?

    Read More
  • Legal Risk Publication

    Risk Update January 2021

    Read More
Legal Risk LLP
  • CALL
  • UK: 0345 330 6791
  • INT: +44 151 231 6230
  • FAX
  • UK: 0345 330 6792
  • INT: +44 151 231 6231
  • LOCATION
  • 28 Bixteth Street, Liverpool, L3 9UH
  • View on map

© Copyright 2021 . Legal Risk LLP

Privacy | Legal Notices | Website design by IGOO