Risk Update March 2024

Anti-Money Laundering (AML) and Sanctions - Cyber - Artificial Intelligence (AI) - SRA - Data protection - Professional indemnity insurance (PII)

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Risk Update January 2024

Anti-money laundering (AML) and Sanctions - Conflicts of interest - Professional indemnity insurance (PII) - Legal professional privilege - Transfer of files on closure of a firm

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Risk Update November 2023

Axiom Ince Ltd - Professional indemnity insurance (PII) and successor practices - Artificial intelligence (AI) - Anti-money laundering (AML) and Sanctions - Data protection - SRA investigations - Accounts Rules training

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Risk Update September 2023

Professional indemnity insurance (PII) - Anti-money laundering (AML) - Artificial intelligence (AI) - Costs law

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Risk Update July 2023

20 years of specialist legal advice from Legal Risk - Artificial intelligence (AI) and cyber security - Professional liability and indemnity insurance - Data protection — and email cyber security - AML and financial sanctions

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Risk Update May 2023

Anti-money laundering (AML) - Trust or Company Service Provider (TCSP) services - OPBAS supervision report - Defence Against Money Laundering (DAML) - Conflicts of interest - Personal liability of LLP members - Sanctions

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Risk Update March 2023

Artificial Intelligence (AI) - Anti-money laundering (AML) - Legal Ombudsman (LeO) Rule Changes - Outside Counsel Guidelines - Sanctions - Data protection - Professional indemnity insurance - Reserved legal activities - SRA

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Risk Update January 2023

Professional regulation - supervision - Anti-Money Laundering (AML) and Sanctions - We’re recruiting - Legal professional privi-lege (LPP) - and more AML - Professional indemnity insurance - Cyber and information security

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Risk Update November 2022

Anti-money laundering (AML) - Professional indemnity insurance (PII) - and Solicitors Indemnity Fund (SIF) - Fiduciary duties and retainers - Data protection and information security

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Risk Update September 2022

Anti-money laundering (AML) Firmwide Risk Assessments: Two risks to note - Register of overseas entities (ROE): Law Society warning - Professional indemnity insurance (PII) and Solicitors Indemnity Fund (SIF) - General insurance—a warning - Defensive practice - Undertakings - Who owns the file? - Risk Management in Law Firms: Mitigate Risk and Enhance Firm Success

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Risk Update July 2022

Anti-money laundering (AML) and Sanctions - Conflicts of interest: remote working provides a new twist - Our team - Data protection, information security and cyber crime - Professional regulation - Professional indemnity insurance: Why insurers fail and other coverage problems

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Risk Update May 2022

Information security and cyber risks - Conflicts and Confidentiality - Anti-money laundering (AML) and Sanctions - Insurance and Solicitors Indemnity Fund (SIF)

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Risk Update March 2022

Will insurers be running for the hills over cyber as they did with Covid claims? - Data protection - International sanctions - Anti-money laundering - Professional indemnity insurance

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Risk Update January 2022

Professional indemnity insurance (PII): the future of Solicitors Indemnity Fund (SIF) - Anti-money laundering (AML) - Limiting liability and SRA enforcement action - Information security and data protection

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Risk Update November 2021

Cryptoassets - what are the risks for law firms? - Anti-money laundering (AML) - Conflicts of interest - Data Protection, Information Security and Cyber Insurance

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Risk Update September 2021

Professional Indemnity Insurance (PII) - Anti-money laundering (AML) - Data protection and information security - Professional regulation

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Risk Update July 2021

Our 100th issue - Anti-Money Laundering (AML) and Financial Sanctions - Regulation - Professional indemnity insurance - Data protection - Threats to legal professional privilege (LPP) - Cyber - Legal Ombudsman

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Risk Update May 2021

Anti-money laundering (AML), independent audits, and financial sanctions - Data protection - Cyber security - Professional indemnity insurance: cyber exclusion - Events

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Risk Update March 2021

Professional indemnity insurance - Data Protection - Anti-Money Laundering (AML) - Environmental risks - Professional regulation - DAC6/Mandatory Disclosure Rules (MDR) - Cyber

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Risk Update January 2021

Brexit - Anti-Money Laundering (AML) and Financial Sanctions - Professional indemnity insurance and 'silent cyber' - DAC6/Mandatory Disclosure Rules (MDR) - Data protection

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Risk Update November 2020

Limitation of liability - Anti-Money Laundering (AML) - Conflicts of interests - Professional indemnity insurance - Data protection and information security

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Risk Update September 2020

Anti-money laundering (AML) - Risk and Audit Committees - Professional indemnity insurance (PII) - Data protection and information security

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Risk Update July 2020

Webinar: The road to recovery - Anti-money laundering (AML) - DAC6: Deferral of reporting deadlines - Costs - Professional Indemnity Insurance - Conflicts and Confidentiality - Data Protection

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Risk Update May 2020

The Road to Recovery-Anti-money laundering (AML)-Conflicts and Confidentiality-Professional indemnity insurance-Data protection and information security

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Risk Update March 2020

Coronavirus (Covid-19)- Anti-money laundering (AML) -Data Protection - Conflicts of interests - Brexit - Legal professional privilege - Termination of retainers and Conditional Fee Agreements (CFAs)

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Risk Update • January 2020

Anti-Money Laundering (AML) - SRA Standards and Regulations - Conflicts of Interests - Professional Indemnity Insurance - Data Protection

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Risk Update • November 2019

"There will be many, many more prosecutions in relation to AML" - SRA Standards and Regulations 2019 - Investment schemes - Brexit - Preserving confidentiality and data protection

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Risk Update • November 2018

Our predictions for law firm risk – Anti Money Laundering – Professional Regulation – Professional Indemnity Insurance – Data Protection

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