News

13 . 08 . 2019 Bank of Queensland Limited v AIG Australia Limited [2019] NSWCA 190

Aggregation: A decision of the News South Wales Court of Appeal holding that multiple claims by investors in a Ponzi scheme aggregated as one claim. See here.

12 . 08 . 2019 HM Government guidance for EU lawyers in the UK on how to prepare for a no-deal Brexit

See here.

09 . 08 . 2019 The Solicitors (Disciplinary Proceedings) Rules 2019

These rules, (in force from 25 November 2019) provide for the civil standard of roof in SDT proceedings and consolidate the current rules and Practice Directions. See here.

09 . 08 . 2019 SRA | Ethics guidance: Acting with integrity | Solicitors Regulation Authority

See here.

05 . 08 . 2019 Law Society Brexit update

This contains a summary of the current state of play in relation to member states where a significant number of solicitors are based. See here.

05 . 08 . 2019 Contractual terms and privacy policies: how to improve consumer understanding

This UK Government publication is a guide for business on how to help their customers better understand their contractual terms and privacy policies. See here.

05 . 08 . 2019 EU Recommendations for a better presentation of information to consumers

This guidance explains how businesses can clearly and effectively communicate mandatory information to consumers about pricing and standard contractual terms. See here.

02 . 08 . 2019 Plein v. USAA Casualty Insurance Company, 2019 WL 3407107

‘Playbook conflicts’ arise when a lawyer has knowledge of a client’s approach to strategy: is that alone confidential information on the same or a related matter, such as to prevent the lawyer acting against the client? This was a decision ...

02 . 08 . 2019 Anti-money laundering and counter-terrorist financing: supervision report 2017-18

HM Treasury has published its annual supervision report. The report contains details of penalties imposed by supervisors. Note the comment that ‘[all] supervisors should continue to ensure, in accordance with the increased trend for levying penalties, that proportionate, dissuasive and ...

31 . 07 . 2019 SRA v Evans and Whiteley 11907-2018

Own interest conflict – judgment on an agreed outcome. The respondents acted for clients on the sale of property to a company in which they had a financial interest. They advised the clients to seek separate advice but failed to ...

30 . 07 . 2019 Information Commissioner’s Office blog: AI auditing framework

The blog discusses how artificial intelligence (AI) can require trade-offs between data protection principles, and what organisations can do to assess and balance them. See here.

29 . 07 . 2019 Cyber Security Breaches Survey 2019: Statistical Release

The Department for Digital, Culture, Media & Sport (DCMS) has published its annual statistical release on cyber breaches. This identifies a fall in the number of businesses identifying any breaches or attacks; the report identifies the types of breaches or ...

26 . 07 . 2019 European Commission Report on GDPR

See here.

26 . 07 . 2019 N v The Royal Bank of Scotland Plc [2019] EWHC 1770 (Comm)

A bank, suspecting money laundering, was entitled to close the accounts of its customer, a money service business (MSB), without notice. A secondary claim in negligence failed. ‘[The] interests and reputation of N and of the Bank are only part ...

25 . 07 . 2019 SRA’s first ‘Upholding Professional Standards’ report

This sets out the SRA’s investigation, supervision and legal enforcement work for the year to 31 October 2018. The report contains statistics on harassment (#metoo) claims, money laundering reports and cases in the Solicitors Disciplinary Tribunal and appeals. See here.

The Commission’s latest supranational report identifies professional football, free ports, investor citizenship and residence schemes (‘golden passports/visas’), FinTech, exchange platforms and wallet providers as new sectors posing risks. See here.

24 . 07 . 2019 Further Guidance on the SRA Standards and Regulations

The SRA has published further guidance on the new SRA Standards and Regulations, effective from 25 November 2019, covering client care letters, integrity, registered foreign lawyers (RFLs), not for profit sector, unregulated organisations – conflicts and confidentiality, information for clients, ...

16 . 07 . 2019 HM Government’s Economic Crime Plan 2019-2022

See here: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/816215/2019-22_Economic_Crime_Plan.pdf

15 . 07 . 2019 Hotel Portfolio II UK Ltd v SMA Investment Holdings Ltd & Ors [2019] EWHC 1754 (Comm)

Legal professional privilege: On the facts, the court refused to apply the iniquity/crime=fraud exception. https://www.bailii.org/ew/cases/EWHC/Comm/2019/1754.pdf

10 . 07 . 2019 Intention to fine Marriott International, Inc more than £99 million under GDPR for data breach | ICO

The ICO’s investigation found that Marriott failed to undertake sufficient due diligence when it bought Starwood and should also have done more to secure its systems. See here.

Confidentiality and information barriers: Applying Bolkiah v KMPG, the court declined to grant an order restraining a small two office firm from acting even though there was little detailed evidence on how the information barrier worked. See here.

08 . 07 . 2019 ICO statement: Intention to fine British Airways £183.39m under GDPR for data breach | ICO

See here.

05 . 07 . 2019 Guidance on the use of cookies and similar technologies | ICO

ICO Guidance on the use of cookies and similar technologies (Updated) See here.

05 . 07 . 2019 ICO Blog: Cookies – what does ‘good’ look like?

See here.

05 . 07 . 2019 Podcast: Brexit country by country update – The Law Society

See here.

05 . 07 . 2019 SRA Ethics guidance on the SRA Standards and Regulations

For reference only until the 25 November 2019, when the new SRA Standard and Regulations come into effect. See here.

28 . 06 . 2019 FATF Guidance for a Risk-Based Approach for Legal Professionals

This guidance follows the consultation in February 2019. See here.

25 . 06 . 2019 FBME Bank Ltd v Dangate Consulting Ltd [2018] EWHC 546 (Comm)

Defendants’ unsuccessful application for an order that the Second and Third Claimants’ solicitors cease acting due to an alleged conflict with the First Claimant. Unless the Court is given cogent evidence of a conflict, it should and does trust solicitors ...

24 . 06 . 2019 Saab & Anor v Angate Consulting Ltd & Ors [2019] EWHC 1558 (Comm)

Confidentiality, fraud and anti-money laundering disclosures, public interest and compulsion of law. See here.

19 . 06 . 2019 SRA Standards and Regulations

Beta version available (requires registration), see here.

18 . 06 . 2019 Anti-money laundering: the SARs regime – Law Commission report

See here.

17 . 06 . 2019 ICO Data Protection Audit Report on the Legal Ombudsman (June 2019)

The report contains some potentially useful pointers for law firms and others. See here.

13 . 06 . 2019 House of Commons Library Briefing Paper on Brexit questions in national and EU courts

See here.

12 . 06 . 2019 Advertising Standards Authority Ltd v Mitchell [2019] EWHC 1469 (QB)

Injunction restraining use of counsel’s advice and other documents sent in error to opposing party due to email autocomplete feature. See here.

12 . 06 . 2019 Green v Group Ltd & Others [2019] EWHC 954 (Ch)

Claim arising from the processing of data by Cambridge Analytica. Joint Administrators were not data controllers and were therefore not personally responsible for compliance with the provisions of the Data Protection Act 1998 in respect of the data processed by ...

10 . 06 . 2019 SRA v Adams and Rich 2018-11891

Conflict allegation dismissed where one partner acted for a man convicted of causing death by dangerous driving and another partner acted for the victim’s estate in a claim against the driver which was settled by the driver’s insurers. Reprimand for ...

07 . 06 . 2019 ICO Report – GDPR: One year on

See here.

29 . 05 . 2019 Bhatti v Asghar [2019] EWHC B5

Decision on the question of a solicitor’s own interest conflict where a costs budget has not been filed and costs are limited to the court fees and compares the factual matrix with the position in Mitchell v News Group Newspapers ...

24 . 05 . 2019 Dawson-Damer v Taylor Wessing [2019] EWHC 1258 (Ch)

High Court decision (following Court of Appeal decision) determining (1) whether paper files formed part of a relevant filing system, (2) application of legal professional privilege and waiver of privilege), (3) whether solicitors had carried out reasonable and proportionate searches ...

See here.

These will take effect when the new SRA Standards and Regulations come into force in November 2019, increasing the reporting obligations of firms and individuals in relation to possible compliance breaches. See here.

16 . 05 . 2019 Legal Ombudsman’s guidance on costs information

See here.

07 . 05 . 2019 SRA Warning Notice – Compliance with the money laundering regulations – firm risk assessment

SRA publish warning notice, see here.

07 . 05 . 2019 SRA thematic review of trust and company service providers

See here.

02 . 05 . 2019 Updated HMRC Estate agency guidance for money laundering supervision

The section on PEPs has been updated. See here.

Judgment on lawfulness of sharing of sensitive personal data relating to a 16 year old child, including bail conditions, under an information-sharing agreement between the police and a local business crime reduction partnership. The decision also determined that the parties ...

24 . 04 . 2019 Cyber Security Breaches Survey 2019 published by the Department for Digital, Culture, Media and Sport

See here.

18 . 04 . 2019 Campbell v Secretary of State (Information rights – Data protection) [2018] UKUT 372 (AAC)

Appeal relating to data subject access rights did not survive death of the data subject. See here.

17 . 04 . 2019 Government consultation on the transposition of the fifth money laundering directive

See here.

17 . 04 . 2019 Brexit: updated SRA Guidance

See here.

This contains a review of the position on compulsory insurance for lawyers in the United States generally and elsewhere. https://www.wsba.org/docs/default-source/legal-community/committees/mandatory-malpractice-insurance-task-force/mandatory-malpractice-insurance-task-force-report.pdf?sfvrsn=558e03f1_0

12 . 04 . 2019 Murray v Turcan Connell [2019] CSOH 21

Scottish decision in matrimonial proceedings restraining solicitors from acting for husband after lateral hire of solicitor who had acted for the wife while at his previous firm. In applying Bolkiah v KPMG, and assessing whether there was a risk to ...

12 . 04 . 2019 Rudd v Bridle & Anor [2019] EWHC 893 (QB) (10 April 2019)

Consideration of various issues in relation to a Subject Access Request under the Data Protection Act 1998, including an unsuccessful claim of legal professional privilege and what constitutes ‘personal data’. See here.

08 . 04 . 2019 The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019

These Regulations make provision in relation to Brexit. http://www.legislation.gov.uk/uksi/2019/419/contents/made

These Regulations make amendments in relation to the application of the EU-US Privacy Shield to the UK post-Brexit. http://www.legislation.gov.uk/uksi/2019/485/pdfs/uksi_20190485_en.pdf

05 . 04 . 2019 SRA Residential conveyancing thematic review

See here.

03 . 04 . 2019 EDPB Review of implementation of GDPR

See here.

27 . 03 . 2019 Advocate General’s opinion on cookie consent

See here.

20 . 03 . 2019 SRA confirms November launch for new regulatory model

The new regulations will come into effect on 25 November 2019. See here.

20 . 03 . 2019 SRA puts firms on notice for money laundering compliance checks

SRA have said they will be carrying out rigorous checks on law firms to make sure they are meeting their anti-money laundering obligations.See here.

19 . 03 . 2019 Opinion on the interplay between the ePrivacy Directive and the GDPR

The European Data Protection Board have published Opinion 5/2019 on the interplay between the ePrivacy Directive and the GDPR, in particular regarding the competence, tasks and powers of data protection authorities. See here.

11 . 03 . 2019 Anti-money laundering supervision and sanctions implementations

Treasury have published their Committee Inquiry report: Anti-money laundering supervision and sanctions implementations. See here.

08 . 03 . 2019 FATF draft guidance on risk based approach for legal professionals

See here.

HMRC have published details of businesses that do not comply with the 2017 regulations. See here.

04 . 03 . 2019 Estate agents targeted in money laundering crackdown

Estate agents have been hit with unannounced inspections as part of a week-long crackdown on money laundering in the property industry, HMRC has revealed. See here.

27 . 02 . 2019 No Rest for the Wicked: Report by the Royal United Services Institute

See here.

27 . 02 . 2019 Legal professional privilege upheld after accidental disclosure of advice

See Winstone & Ors v MGB Ltd [2019] EWHC 265 (Ch) here

26 . 02 . 2019 Finjan, Inc. v. Zscaler, Inc.

Californian District Court decision ordering disclosure of emails despite objection based on GDPR. See here.

20 . 02 . 2019 SRA | SRA publishes new Enforcement Strategy | Solicitors Regulation Authority

See here.

19 . 02 . 2019 Data Protection Commission

Brexit - Data Protection Commission (Ireland) Guidance on Transfers of Personal Data from Ireland to the UK in the Event of a 'No-Deal' Brexit See here.

18 . 02 . 2019 Latest Law Society Code for Completion published – The Law Society

The Law Society has published a revised Code for Completion by post which takes account of the Dreamvar decision and will be effective from 1 May 2019, but may be adopted earlier. See here.

See here.

14 . 02 . 2019 Brexit: Law Society VAT guidance

See here.

13 . 02 . 2019 Bott & Co Solicitors Ltd v Ryanair DAC [2019] EWCA Civ 143 (12 February 2019)

Solicitors had no lien on airline flight delay compensation where their services were neither the conduct of litigation nor in contemplation of litigation. See here.

12 . 02 . 2019 Mortgage fraud: Law Society Practice Note (premium content users only)

See here.

11 . 02 . 2019 National Crime Agency SARs report: Implications for the legal sector – The Law Society

Law Society analysis of the National Crime Agency SARs report and its implications for the legal sector. See here.

08 . 02 . 2019 SRA publishes new Enforcement Strategy

See here.

08 . 02 . 2019 Brexit and GDPR – HM Government guidance: Using personal data after Brexit

See here.

05 . 02 . 2019 European Commission infographic: GDPR in numbers

See here.

30 . 01 . 2019 Raiffeisen Bank International AG v Asia Coal Energy Ventures Ltd [2019] EWHC 3 (Comm)

Decision on the limits of legal advice privilege relating to a law firm’s underlying instructions to provide confirmation as to payment of funds into an escrow account. See here.

29 . 01 . 2019 Transparency International release the Corruption Perceptions Index 2018

See here.

18 . 01 . 2019 No-deal Brexit guidance: Providing legal services in the EU – The Law Society

See here.

18 . 01 . 2019 No-deal Brexit guidance: Data protection – The Law Society

See here.

18 . 01 . 2019 Data protection and Brexit | ICO

See here.

17 . 01 . 2019 Who owns the file? – Law Society Practice Note

See here.

11 . 01 . 2019 Law Society advice: GDPR in practice: ICO enforcement powers

See here.

11 . 01 . 2019 Guide to Data Protection | ICO

The ICO’s Guide to Data Protection covers the Data Protection Act 2018 and the GDPR as it applies in the UK. The guide combines the existing ICO guides to the GDPR and Law Enforcement Processing, with the addition of new ...

08 . 01 . 2019 Non-disclosure agreements and confidentiality clauses in an employment law context – The Law Society

Non-disclosure agreements (NDAs) - Law Society Practice Note (members only) See here.

07 . 01 . 2019 Criminal Finances Act 2017 – The Law Society – Practice Note: guidance approved by the Chancellor

See here.

03 . 01 . 2019 Privacy Shield and the UK FAQs | Privacy Shield

Brexit: The US Department of Commerce has published guidance on its Frequently Asked Questions page on the application of the Privacy Shield to data transfers from the UK post-Brexit. It addresses both the deal and no-deal positions, and outlines steps ...

03 . 01 . 2019 EU-US Privacy Shield | European Commission

The European Commission has published its second review of the EU-US Privacy Shield. The Commission concludes that the United States continues to ensure an adequate level of protection for personal data transferred under the Privacy Shield from the Union to ...

Draft regulations to maintain the legislative framework post-Brexit have been published. See here.

02 . 01 . 2019 Brexit: Updated SRA guidance, particularly for Registered European Lawyers and their firms

See here.

21 . 12 . 2018 National Crime Agency SARs Annual Report 2018

See here.

17 . 12 . 2018 The GDPR | ICO

Brexit: The ICO has issued updated guidance as the prospect of a withdrawal with no deal appears increasingly likely. See here.

20 . 12 . 2018 GDPR in practice: Cross-border data flows and Brexit – guidance from The Law Society